Licensing, Disclosure and Advice Masterclass 2021

Get In Shape Advice Summit 2021 Masterclass.
A practical workshop style masterclass delivered to improve attendees business governance and compliance. The session provided practical examples, compliance tips, process templates and reiterated what it really means to run an adviser business. The masterclass was led by Mark Banicevich and featured specialists from the 2020 Get In Shape webinar series who helped attendees navigate the masterclass.
The session refers to the FSC Disclosure Guide for financial advisers and offered practical exercises in a companion workbook. To view these resources along with the slides from the Masterclass visit: bit.ly/3uaLgld
Speakers:
Nick Summerfield, Anthony Harper
Tracey Cross, DLA Piper
Penny Sheerin, Chapman Tripp
Jeremy Muir, MinterEllisonRuddWatts
Mark Banicevich, Partners Life
Steve Burgess, Compliance Refinery
Karty Maine, Rosewill Consulting
David Greenslade, Strategi