On-Demand Webinar: The Challenge of Implementing and Adopting Compliance Technology

Adopting technology across a financial services enterprise is challenging, fraught with risk and requires significant expertise and forethought.
This challenge is exacerbated when adopting compliance technology. Many CCOs already wear multiple hats and may not have adequate capacity to undertake a technology implementation. Furthermore, the highly regulated wealth industry puts pressure on firms to successfully align their technology with their policies and procedures.
Watch this on-demand webinar to hear Kovack Financial Network, Oyster Consulting LLC and InvestorCOM discuss best practices in successfully implementing and adopting compliance technology, specifically:
* Overview of the challenges firms face when adopting compliance technology and what to watch for.
* How a client-first approach can help drive adoption and ROI.
* Success stories and lessons learned.