On-Demand Webinar: Best Interest Principles: DOL Fiduciary Rule and SEC Guidance

This webinar delves into how the DOL's proposed Retirement Security convergence of best interest principles across these regulatory bodies. Industry experts from Faegre Drinker, USA Financial and Oyster Consulting will discuss:
Reg BI and DOL’s best interest principles surrounding investment recommendations, and what it means for financial professionals, advisors, and investors.
Review of regulatory guidance, including recent enforcement cases, and
Monitoring best interest rollover and account recommendations.