What is SOX Compliance? Sarbanes-Oxley (SOX) Compliance Requirements

[@babyjeshwin2399]

Thank you so much Luv. It was really a great effort by you and it was very to understand the basics of sox. I searched a lot on internet and youtube and I couldn't find a better lecture than this.

[@LearnITSecuritywithLuvJohar]

Thanks 🤗 please share these videos and help me grow this channel

[@palaceofglass]

To the point video …. Nothing flashy … no animation … thank you 🙏

[@LearnITSecuritywithLuvJohar]

thanks, please keep watching and share if you like this video :)

[@GlassVaultSec]

Thank you for explaining this so precisely!

[@LearnITSecuritywithLuvJohar]

please share the video with your friends and like them

[@RoshanSingh-vt2rl]

Finally got a short and a clear answer for sox. Thanks 😊

[@LearnITSecuritywithLuvJohar]

thanks, please keep watching and share if you like this video :)

[@phanindrakumarvavilala804]

I caught up in interview.. good knowledge shared.. thanks a lot

[@LearnITSecuritywithLuvJohar]

thanks, please keep watching and share if you like this video :)

[@germainkone9029]

security policy and IT general controls are the one It auditor is looking for just to make sure because some of Auditors have no knowledge of financial reporting and accounting. Please clarify. Thanks

[@LearnITSecuritywithLuvJohar]

there is no fixed rule here, this depends on organizational needs, and specific business scenarios only, we cannot generalize like this way.

[@ABC-here]

Hi Luv, I've a briefing for a SOX-ITGC engagement with a client. What would be the key points one would need a clarity on in the initial session? Could you help please?

[@LearnITSecuritywithLuvJohar]

Sure, here are some key points you may want to clarify with your client during an initial session for a SOX-ITGC engagement:
Scope: Clarify the scope of the SOX-ITGC engagement, including the in-scope systems, applications, and processes. Determine which ITGCs (IT General Controls) are in scope, and identify any potential areas of focus.
Control objectives: Review the control objectives for ITGCs that are in scope. Clarify which control objectives are relevant to the client's business processes and how they will be tested.
Documentation: Determine what documentation exists for the ITGCs, such as policies, procedures, and controls, and how it will be reviewed during the engagement.
Roles and responsibilities: Clarify the roles and responsibilities of the client's IT and business teams, as well as the audit team.
Timing: Establish a timeline for the SOX-ITGC engagement, including the start and end dates, testing periods, and reporting deadlines.
Reporting: Discuss the reporting requirements for the SOX-ITGC engagement, including the format and frequency of reporting, and how the audit results will be communicated to stakeholders.
Internal and external audits: Determine if the client has undergone any previous internal or external audits related to ITGCs and how the results will be used to inform the SOX-ITGC engagement.
By clarifying these key points during the initial session, you can ensure that the SOX-ITGC engagement is well-defined and aligns with the client's needs and objectives.

[@ABC-here]

Thank you Luv.
Looking forward to more videos to be confident before I start working on the audit. I haven't checked all your videos, please help with a demo on a random itgc sox audit demo if that's not done yet. would be very grateful for the hands on coming from you

[@pradeepkumarganugapenta9220]

Crisp and clear. Thanks 😊

[@LearnITSecuritywithLuvJohar]

thanks brother

[@pratikshapawar6279]

please provide more details on GRC compliance

[@LearnITSecuritywithLuvJohar]

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[@naveenalakshmi125]

Thanks sir ur notes is very useful

[@LearnITSecuritywithLuvJohar]

thanks for watching!

[@masoomtembhurne8166]

I need iso 27001 lead implementation course information where will I get that

[@LearnITSecuritywithLuvJohar]

thanks, please keep watching and share if you like this video :)

[@jennisarora928]

very helpful. Thank you for this video!!

[@LearnITSecuritywithLuvJohar]

thanks, please keep watching and share if you like this video :)

[@nagamanigogu3670]

Thanks sir,keep writing...

[@LearnITSecuritywithLuvJohar]

keep watching

[@Deborah-b2Deborah_1uqj]

The future of Binance: an exclusive interview with the CEO

[@LearnITSecuritywithLuvJohar]

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[@deasuluashvili2208]

very clear!

[@LearnITSecuritywithLuvJohar]

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[@visaliperi2729]

thank you

[@LearnITSecuritywithLuvJohar]

thanks, please keep watching and share if you like this video :)

[@nileshacharekar9465]

Thank you

[@LearnITSecuritywithLuvJohar]

Thanks 🤗 please share these videos and help me grow this channel