What Does An Investment Banking Compliance Officer ACTUALLY Do?

Поділитися
Вставка
  • Опубліковано 17 січ 2025

КОМЕНТАРІ • 30

  • @khizarbhatti9247
    @khizarbhatti9247 Рік тому +14

    Surprisingly compliance is an underrated career path

  • @littlevivi
    @littlevivi Рік тому +2

    Great video! Love this series.

  • @UNKNOWN-1589
    @UNKNOWN-1589 Рік тому +3

    The Jim Simonds of UA-cam.

  • @s5sixs933
    @s5sixs933 Рік тому +2

    Awesome video 🎉🎉

  • @anant5065
    @anant5065 Рік тому +5

    Plz move back old format of the video. Its better to self-guess and check the pros and cons after understanding about the dept., than first being bombarded with pros and cons of things which u don't understand.

    • @AfzalHussein
      @AfzalHussein  Рік тому +1

      Yeah, I was thinking the same. Will do. Thanks for sharing 👍🏽

  • @mughal_gtown
    @mughal_gtown Рік тому +1

    Video on tax / ops next?

  • @zakboualem2737
    @zakboualem2737 Рік тому +2

    Would a compliance officer in IBD get paid more for the longer hours

    • @AfzalHussein
      @AfzalHussein  Рік тому +1

      Not necessarily. If they have a nice manager they might get a bit more of a bonus but the compliance bonus pot is not going to be as big as the investment banking bonus pot.

  • @BAMBAMBAM495
    @BAMBAMBAM495 Рік тому

    more on compliance what about personal social media

  • @Tommy.L4ng
    @Tommy.L4ng 6 місяців тому

    Hi would anyone be able to help advise some investment banks or PE or other financial services that offer graduate compliance schemes and roles ?

  • @aaaaa-gn7me
    @aaaaa-gn7me Рік тому +1

    nice video

  • @Yani65252
    @Yani65252 Рік тому +2

    I would love to hear about other compliance division in GC. Are the working hours, pay scale for other compliance division same as investment banking compliance division?

  • @champion5037
    @champion5037 Рік тому

    pop up key word might be helpful

  • @LandoHendrix444
    @LandoHendrix444 Рік тому +1

    Ive become obsessed with Industry (HBO). Question, i know that there is a cap on bonuses. Can bankers receive tips?

  • @taimanchan836
    @taimanchan836 Рік тому

    Compliance is a bad career. It is extremely hard to switch to more lucrative roles while having to work long hours at half of what the front office is making. Don’t waste your life doing compliance and I am saying this as a compliance officer.

    • @thepastrypantry1983
      @thepastrypantry1983 Рік тому +2

      I’d like to hear more on this, do you specifically mean bad career within IB? I get what you mean about making less than front office, but I wouldn’t go as far as saying bad career. You can always pivot your GRC expertise to the tech cybersecurity side as there are transferable skills. It’s not hard to switch to lucrative roles, it depends on where you want to go lol

    • @cloudyrainy8288
      @cloudyrainy8288 8 місяців тому

      @@thepastrypantry1983 Could you give examples on what kind of lucrative roles one can switch to from compliance? If someone were to come from a trading firm

    • @wei8680
      @wei8680 2 місяці тому

      @@thepastrypantry1983I agree with you. Speaking as a compliance officer, I have enjoyed good employment prospects and opportunities are widely available in this field.

  • @AfzalHussein
    @AfzalHussein  Рік тому +1

    Download my FREE 9-page Investment Banking Compliance guide (plus others) here: careerguides.io
    Get my 'Introduction to Asset Management' 71-Page career guide here: careerguides.io/individual_guide/introduction-to-asset-management
    Get my 'Introduction to Investment Banking' 100-Page career guide here: careerguides.io/individual_guide/introduction-to-investment-bankin
    TIMESTAMPS:
    00:00 - Intro
    00:50 - IBD Compliance Overview
    02:28 - Employee Pros & Cons
    06:27 - Role Overview

  • @Jay-xb5du
    @Jay-xb5du Рік тому +1

    First