THE BASICS! Who is a Compliance Officer?

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  • Опубліковано 26 лис 2024

КОМЕНТАРІ • 52

  • @adewaleibrahim2552
    @adewaleibrahim2552 Рік тому +2

    thank you for your video.

  • @femonpadmore8316
    @femonpadmore8316 2 роки тому +7

    Thank you for your video. I’m in law school and I’m interested in becoming a Compliance Attorney after I graduate

    • @passionforcompliance
      @passionforcompliance  2 роки тому

      Thanks for the support! Truly appreciated! I do hope my content helps to give context for a future exciting career in compliance.

  • @udaypalav2230
    @udaypalav2230 Місяць тому

    Thank you for the video. I would like to start a career in compliance in such a way that I can get hired at international level.

  • @Eyelash85
    @Eyelash85 2 роки тому +3

    Thank you a lot for your explanation.

  • @bryanwhite2268
    @bryanwhite2268 6 місяців тому

    Thank you for this informative video and subscribed. God bless and thanks.

  • @financial101services
    @financial101services 2 роки тому +2

    I am from India and, I watching recently your video, your video is very useful and knowledgeable.
    Thank you ma’am !

    • @passionforcompliance
      @passionforcompliance  2 роки тому

      I am delighted you found it useful! I will be back with more content soon! Thank you and do have a lovely day!!!

  • @Thankyou-k8i
    @Thankyou-k8i 8 місяців тому +1

    Thanks 😊

  • @passionforcompliance
    @passionforcompliance  2 місяці тому

    Happy to share this link below to where you can find the book - 10 Tips to Help Compliance Officers SOAR!
    Available on Amazon - www.amazon.com/Tips-Help-Compliance-Officers-SOAR-ebook/dp/B0DDQXHPY2/ref=sr_1_10?crid=EC1UC7HQKZ96&dib=eyJ2IjoiMSJ9.b58Tm79wlsM4OJKs4b6NB2cWfrXd_KCTrMnF97yWRuhycCvoM14vc8rq8csTdlXSvtIYPo7zMJZr9PRqX532ZfCSfGUUSVF9Rx8Xkh5rz1-bnlPsCbBRw3Cfcx4i-n7uKaZo2B-Ydf_lPMSDxL32TBV66Ft3latxZ2dUbiWfDudZjNBVm3VXwIaHB6z3EcMPYVuynSXxnwrP49UEY2zA-Vpze2fMHbd1OOcRhopXTE0.KahhUtFdpa78SVIVdX6J__lH_G8EiOqz0bnpM_ZC5TQ&dib_tag=se&keywords=aml+compliance&qid=1725389184&sprefix=aml+compliance%2Caps%2C128&sr=8-10

  • @gabrielknight6626
    @gabrielknight6626 3 роки тому +3

    Thank you for this video. I’d like to know more about this in future videos

  • @marquesjones774
    @marquesjones774 2 роки тому +2

    This was a great video!!

  • @heban.mahmood217
    @heban.mahmood217 2 роки тому +2

    Thx a lot i wanted to know the difference between a compliance officer and an internal auditor

  • @trvrtv1121
    @trvrtv1121 Рік тому +1

    I am looking in to becoming one

    • @passionforcompliance
      @passionforcompliance  Рік тому

      Great! It is one of the fastest growing job fields. Good luck on your career journey and thanks for commenting on the video.

  • @yusufabdullah337
    @yusufabdullah337 Рік тому +1

    Hi mam, can you please videos on Compliance jobs in the iT Tech sector, Healthcare and Telecommunication. Compliance jobs that are outside of the financial department. Also, what are some best skills and qualification is needed for someone to enter this field.

    • @passionforcompliance
      @passionforcompliance  Рік тому +1

      Greetings Yusuf! While compliance does exist in those fields, there are certain differences that I would not be best place to speak to. As for needed skills of a Compliance Officer in financial services or FinTech, you need excellent communication skills and more. I have a video in The Basics playlist (Characteristics of an Effective Compliance Officer) that should help.

  • @shikhaganjoo8116
    @shikhaganjoo8116 2 роки тому +1

    Hi, thank you for this video.. I am currently working as a kyc analyst and want to grow in this field. Could you please help me to know the skills needed for it? Or show me some path please

    • @passionforcompliance
      @passionforcompliance  2 роки тому

      Hi Shikha! There is definitely a lot of room to grow and accelerate a career in compliance. I have a few videos that touch on due diligence, characteristics of an effective compliance officer and more. I also have a blog where some of my posts are under the category of Due Diligence Done Differently. These are all of the free options. I also have an online course on CDD (also often referred to as KYC). Most recently I launched a membership for compliance professionals (now receiving Founding Member). Check in the description of my videos for links.

  • @henaqureshi907
    @henaqureshi907 3 роки тому +1

    Do you have any examples of compliance in the job ? I have a job interview I need help with examples

  • @MUHAMMADTARIQ-ef7hi
    @MUHAMMADTARIQ-ef7hi 2 роки тому +1

    Few Private companies give Gratuity to their employees and other companies neither give any gratuity nor any Provident Fund. ? Why ?

    • @passionforcompliance
      @passionforcompliance  2 роки тому

      A senior person once told me you get what you negotiate for. From my experiences, gratuities are provided to senior contract workers.

  • @DIVEnSOME
    @DIVEnSOME 2 роки тому

    Hi ,I am really interested in being a compliance officer especially in the blockchain industry,I think that’s not is this the future but it offers real world answers to the issues plaguing the world…I have a background in marketing,what are the first steps to achieve this goal

    • @passionforcompliance
      @passionforcompliance  2 роки тому

      I love your handle! I think I can help given my ongoing engagement with FinTech thought-leaders. Digital or analogue, it is important to have a great foundation. How's your knowledge of AML/CFT?

  • @Fredrock88
    @Fredrock88 Рік тому

    Can you help me, I finished law and had been working under procurement and contracts here in Singapore, i have basic exposure on compliance only

    • @passionforcompliance
      @passionforcompliance  11 місяців тому

      Thanks for reaching out. Almost missed your query. Basic exposure is a start, but the first step is to start a review of Singaporean AML/CFT laws. If you are not sure where to start, look for Singapore's most recent FATF Mutual Evaluation Report (on FATF's website). All the relevant laws will be in there, as well as key aspects of compliance law and effectiveness in Singapore.
      Hope that helps. I may do some lives to help persons thinking about jumping into compliance in a few weeks.

  • @williamgreen4974
    @williamgreen4974 Рік тому +1

    It’s really not to much info on this career like is this the same as a security guard ? Why are they needed who hires them? Can they shut your business down? Can you do it independently? Those the answers I can’t find

    • @passionforcompliance
      @passionforcompliance  Рік тому

      Thanks for your questions. The job entails a bit more than that! In the coming days, I will be drilling down on the role of Compliance Professionals. Quick answer, no, they cannot shut a business down; however, a regulator can.

  • @pawan3509
    @pawan3509 2 роки тому +2

    can i apply for compliance officer job after completing business management program(Diploma)?

    • @passionforcompliance
      @passionforcompliance  2 роки тому

      Thanks for the question. That could also depend on your experience, background and market. A business degree is typically a good foundation.

    • @pawan3509
      @pawan3509 2 роки тому

      @@passionforcompliance so it means i can’t? plz rply bcz i have to give presentation in cls

    • @passionforcompliance
      @passionforcompliance  2 роки тому +1

      @@pawan3509 It doesn't mean you can't. It means that you can work on matching the skill sets needed for the job! Many COs did not start out with a compliance qualification. Hope that helps.

  • @jeanlaurette2201
    @jeanlaurette2201 2 роки тому

    I am interested in becoming a compliance officer

  • @thanhluong5572
    @thanhluong5572 2 роки тому

    Hay quá

  • @euclidaninfeng2719
    @euclidaninfeng2719 Рік тому

    Hi, your video has been very helpful. I am interested in becoming a compliance officer. But I need some guidance. I have an undergrad in Banking and Finance. My current role involves bits of compliance but I feel I need to know a bit more to help me reach a full compliance officer level. Is this something you can support me with please

    • @passionforcompliance
      @passionforcompliance  Рік тому

      Hi Euclid! Welcome to the world of compliance in advance! You have a good foundation to start. Have you explored compliance qualifications with ICA or ACAMS? There are a lot of facets to compliance - AML/CFT, Prudential Requirements and more. It can be done. Take the first steps and feel free to look at more of the content which may help give context.

  • @leratogao2267
    @leratogao2267 Рік тому +1

    I wish someone could give me a practical experience

    • @passionforcompliance
      @passionforcompliance  Рік тому +1

      Perhaps there is some bridging that we can help with. I'll be back with more regular content later this month, and will drill down on some career building tips to get you closer to your goals.

    • @leratogao2267
      @leratogao2267 Рік тому

      @@passionforcompliance ok hun thank you il be watching so long

  • @RB-vo5sl
    @RB-vo5sl 2 роки тому

    I want to become a compliance office

    • @passionforcompliance
      @passionforcompliance  2 роки тому

      That is great! Do you have any experience providing support to a compliance officer or are you completely new to compliance?

  • @henaqureshi907
    @henaqureshi907 3 роки тому

    Thank you. Do you have any simple general examples of compliance in a job where we can use these examples in a job interview ?

    • @passionforcompliance
      @passionforcompliance  3 роки тому +1

      Thank you for the question! Check out my videos in relation to the 5 Characteristics of an Effective Compliance Officer, How Compliance Officers Can Develop In-House Training and Issues that may be hurting your career. All of those videos have content that I would reframe in interviewing staff. However, I can work on a video specific to that if you think it would help.

  • @kidsstudynow6901
    @kidsstudynow6901 Рік тому

    Do I need a degree?

    • @passionforcompliance
      @passionforcompliance  Рік тому

      It definitely helps! My undergrad is in accounting, so I am biased to those with an audit background, but a business degree is useful to have with a compliance qualification.

  • @ThuyPham-ub9yy
    @ThuyPham-ub9yy 2 роки тому

    Hay quá