Meet Chris Otte | Compliance Manager

Chris joined AEGIS Financial in 2015. Chris has provided administrative and client service support for over 25 years, evident in her proactive support to all AEGIS clients. She is responsible for maintaining the practice’s high standards of communication and accountability, ongoing administrative maintenance of Salesforce CRM, building, delegating and verifying ongoing workflow processes for the team, and providing training and support materials to improve efficiency.
Chris is also a Notary Public for the State of Wisconsin. She holds an associate degree in liberal arts from the University of Wisconsin, has her life insurance license, and has completed her Security Industry Essentials (SIE) exam and well as completing the Investment Advisor Core Compliance Program curriculum and assessment co-sponsored by National Regulatory Service and the Investment Adviser Association. Chris actively attends webinars in the Compliance space to enhance her support to the CCO.
Chris resides in Fond du Lac with her husband, Kevin. They have three children, Joshua, Benjamin (Deliah), Kaitlyn, and three grandchildren. Chris enjoys reading and spending time with family and friends in her spare time.