Hey Dean! Just finished the last leg of my triple crown (SIE, Series 7, Series 66). I went 3/3 due, in large part, from your support with these lectures. Myself and countless others are extremely grateful for all the fantastic work you do covering these topics. Cheers! and thank you again for all your help! I'll be recommending you to anyone and everyone!
Passed the 66 today. Thank you so much. I think the thing that helped me the most was “staying with what you know” cause they try and confuse you so much on the 66. Thank you!!!!
Dean and Brian, thank you for this 5 part podcast. I just passed the 66 a couple hours ago, and one of the things that made me extremely confident was going over this 5-parter the day before my exam. This was an invaluable supplement to my Training Consultants book/online course!
These podcasts were wonderful. I listened to all of these and a ton more of your videos as a supplement for the Series 66...and I passed! Thank you! You really helped me with the SIE and the Series 7 as well.
dragon has been slayed cant thank the two of you enough. failed first try with a 72. between your practice test vids and brians course, thank you isn’t enough but all i can say.
Hey Dean, I learned a valuable lesson, never take your securities exam while sick lol. I missed my 66 by 1 point. Do you have any good advice I should take ?
B/D s make loans to its customers (margin accounts). IA s and IAR s do not borrow from customers unless is a lending institution and they go through normal loan process.
Passed the 66 this morning for the hat trick. Both of you were amazing on this podcast series. Special thanks to Dean guiding me thru all three exams. Absolute legend🫡 Fingers crossed that I get approved for the 57!
Kudos on the completing your test taking/registration hat trick! Always very gratifying when this channel contributes to test taking victories like yours
Dean! I wanted to thank YOU and BRIAN for this podcast! I just took my 66 and passed on my FIRST attempt! Couldn’t have done it without y’all’s help!
Kudos Investment Advisor Representative!
Hey Dean! Just finished the last leg of my triple crown (SIE, Series 7, Series 66). I went 3/3 due, in large part, from your support with these lectures. Myself and countless others are extremely grateful for all the fantastic work you do covering these topics. Cheers! and thank you again for all your help! I'll be recommending you to anyone and everyone!
Kudos on completing your test taking/registration hat trick!
Just passed series 7 first time and I can’t thank you enough!!! Listen to you going and coming from work every day!!! You’re amazing!!🎉😊
Kudos on your Series 7 testing victory!
Always very gratifying when I contribute to testing victories like yours
Passed the 66 today. Thank you so much. I think the thing that helped me the most was “staying with what you know” cause they try and confuse you so much on the 66. Thank you!!!!
Kudos Investment Advisor Representative!
Always very gratifying when this podcast contributes to test taking victories like yours
Dean and Brian, thank you for this 5 part podcast. I just passed the 66 a couple hours ago, and one of the things that made me extremely confident was going over this 5-parter the day before my exam. This was an invaluable supplement to my Training Consultants book/online course!
Kudos Investment Advisor Representative!
Always very gratifying when our content contributes to test taking victories like yours
These podcasts were wonderful. I listened to all of these and a ton more of your videos as a supplement for the Series 66...and I passed! Thank you! You really helped me with the SIE and the Series 7 as well.
Wow, thank you!
I sit the 66 tomorrow- hoping for the hat trick but not as confident as I was with my 7. Definitely feel like this is a different dragon!
Be confident in the execution of your study plan. Be confident in yourself. Most important be confident in your answers tomorrow!
dragon has been slayed cant thank the two of you enough. failed first try with a 72. between your practice test vids and brians course, thank you isn’t enough but all i can say.
Kudos dragon slayer!
Just Passed the Series 66! Finished all three, the 7, SIE and 66. Thanks to you and all of your amazing videos!
Kudos on completing your test taking/registration hat trick!
Always very gratifying when this channel contributes to test taking victories like yours
Custody means - access or indirect access to clients funds or assets? I remember the 35k for custody and 10k for not. Is that accurate?
Yes
Hey Dean, I learned a valuable lesson, never take your securities exam while sick lol. I missed my 66 by 1 point. Do you have any good advice I should take ?
Damn. That hurts for sure. Here are my 5 recommendations on how to respond to this misfortune ua-cam.com/video/RbkE6AnnpT8/v-deo.html
@@Series7Guru thanks Dean !
@baronobeefdip7092 de nada. You will slay that dragon next time you see him
If you are a IAR when is both disclosure and consent needed on the trade confirmation?
Consent is not on a confirmation
Ok. When is consent and disclosure required if you are a IAR do you have a video that covers this?
Ok so Bd Can only make loans if it’s to financial institution and Ia can only make loan if client is affilate of ia??
B/D s make loans to its customers (margin accounts). IA s and IAR s do not borrow from customers unless is a lending institution and they go through normal loan process.
Passed the 66 this morning for the hat trick. Both of you were amazing on this podcast series.
Special thanks to Dean guiding me thru all three exams. Absolute legend🫡
Fingers crossed that I get approved for the 57!
Kudos on the completing your test taking/registration hat trick!
Always very gratifying when this channel contributes to test taking victories like yours