What is the SIE Exam and should I take it now?
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- Опубліковано 4 лип 2024
- The SIE (Securities Industry Essentials) Exam is a basic level exam administered by the Financial Industry Regulatory Authority (FINRA) in the United States. It is designed to test an individual's knowledge of the fundamentals of the securities industry, including the structure of the industry, types of products and services, regulatory agencies and their functions, and ethical and legal considerations.
The SIE exam is the first step in obtaining a license to work in the securities industry, and is required as a pre-requisite for several other FINRA-administered exams, such as the Series 7 (General Securities Representative) Exam. The SIE exam is a computer-based test that consists of 75 multiple-choice questions, and is offered at FINRA testing centers throughout the year.
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Ken I just want to say thank you! I passed my SIE! Your videos are awesome! You kicked me out of your live because my exam was the next day lol
On to the 7!
That is awesome!
Me and a friend just studied using STC and watching ALL of your videos and we both just passed yesterday. Honestly, not sure how we would've done without your videos! Thank you!
That’s amazing!!! Congratsv
wow hardwork pays ,goodjob guys
Great video!
You da man 💪
Hey Ken! I passed the SIE (second try) on Monday thanks to you! Thank you for doing this 🎉❤️
Congrats !! Way to go
Did a 2 week course for the SIE. Didn’t fully click until I watched your videos. Thank you
Thank you for watching !!
I passed the SIE thanks to you and Achievable! The testing center thought I was going crazy because I kept pacing and hyperventilating! LOL. 😂 Seriously I thought I was going to fail because the FINRA wording was definitely different from Achievable mock exam questions. Please take as many mock and chapter exams as possible and review the questions you got wrong carefully. Notate the ones you got wrong, review questions you got wrong daily, and review the textbook to get a better understanding.
Congrats !! It’s a big deal
Hey Ken! Thanks to your guidance, I passed my SIE today! Next up, Series 7!!! 😎🙏🏾
which study program did you use?
Is there a way to see SIE score if you passed? Thank you for all the great content btw!
Thank you. No they got rid of all passing scores even the old ones are purged from the system
Took the SIE yesterday and passed! Didn’t drop F bombs in my head like I thought I would after watching your videos 😂😂. Think I was so nervous!! So glad that’s over. On to the top off 🥴🥴
Congrats !!!
That’s so funny
How do you avoid unintentionally memorizing the answers to the questions?
Almost impossible. Get a new qbank. Kaplan sells a qbank and you can buy extra exams from STC
If we open up the FINRA window
Can we take an exam any day between 120 days or do we have to wait?
Any day you can get an appt
OK, so I reviewed the math questions, and I couldn’t do them from what I know now on the series 7 math questions video. However, I will say I am extremely encouraged because the formula is not complicated. I can definitely learn how to do it and just forget about it after I pass itthis is my situation. I would like you to tell me how you would go about doing this. Merrill will hire me They will give me a month of studying to pass the SIE exam. Then I would have to pass. The Series 66 and then lastly the 7. The whole ordeal is six months of training they also give you a couple of attempts to take each test. This is where I would like direction. Should I A pay for your services right now and get started on studying for everything? B wait until I’m about to start training then purchase your services to double up on classroom training and evening training. Or C a completely different approach? I’m not Booksmart however what I lack in talent I make up for in work ethic.
Do as much as you can for free between my videos and your book and Question bank.. you may find you don't need my services until the next exam or even then.
@@Series7Exam thank you!
If I want to be a trader is the sie right for me? What certification should I be going after?
Sie then series 57. The sie you can do yourself the57 needs a sponsor.
But if you’re gonna trade your own money, you don’t need anything
@Series7Exam thank you sir, I've been trading crypto futures for 6 years and am well versed in TA, have developed my own system. Perhaps all I need is a prop firm but I just lost my day job and would like to get more involved in trading equities for a firm. Moreso than just on my own trading. I'd like to be apart of a team. Problem is I don't know anyone in the space or have an in. I figure getting credentials is a good place to start. All advice is welcomed.
After 2 months of studying for the series 7 i realized it should be the SIE Rip, at least i was understanding the stuff at least okay
Ugh ok. But at least it’s the same topics
@@Series7Exam the kaplan books look identical 😭😭
The beginning for sure. The 7 is just deeper
Just passed my SIE today! Thanks Ken
Outstanding !!!
What is the book that he recommends reading for the SIE exam?
ua-cam.com/video/w4ho-STD1Mc/v-deo.htmlsi=A96ZAF-gyeUbfyCQ
Here is a review but I prefer achievable for the sie
@@Series7Exam you are the GOAT