CLP Speaker Series - The Compliance Officer's Art: How to Navigate the Waters

Chuck Senatore
Executive Vice President, Fidelity Investments
Mr. Senatore is responsible for strategic direction on regulatory and compliance matters, and coordinating the firm’s strategy among its federal, state and international regulators.
From May 2003 until October 2014, Mr. Senatore served as head of corporate compliance, where he was responsible for overseeing the fulfillment of regulatory requirements across Fidelity’s investment management, investment advisory, institutional and brokerage businesses.
Prior to joining Fidelity in May 2003, Mr. Senatore served as Co-Head of Global Compliance at Merrill Lynch, after having served as Head of the firm’s Regulatory Affairs Group. From 1994 to 1997, Mr. Senatore served as Director of the Securities and Exchange Commission’s Southeast Region.
Prior to his service at the Commission, Mr. Senatore practiced law in South Florida, and served as an Assistant U.S. Attorney in the Southern District of Florida, including service as Chief of that office’s Public Corruption Section.

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