Thanks Dean for all you do. Supplemented my Kaplan materials with all your video lectures and practice exams. Passed SIE, Series 7 and Series 63 all on the first attempt in a 5 month span. Couldn't have done it without your help. Thanks again for helping out so many of us!
Hi Dean, I want to thank you very much for your work. I passed my Series 7, and you were my Kaplan SIE live class instructor which is how I found the channel. I'm looking forward to seeing these Series 63 videos, for now I wanted to let you know how much your work is appreciated.
HI Dean - I am taking the Series 63 on Wednesday and have a question that I am getting conflicting answers on: If an Investment Adviser provides advice to investment companies, how much AUM do they have to have to be required to register with the SEC. I am seeing $75 Million in one place and somewhere else I see that they ALWAYS need to be federally registered. Please help...
I looked into your tutoring. Is the tutoring the same as the classes? I saw the Tuesday Lives. Are those the classes your website is referring to? @@Series7Guru
Kaplan is giving me 209 questions to do on registration, issuers I’m guessing I shouldn’t spend a crazy amount of time on this? It’s been giving me a huge burn out in learning this material
I took the sie but Kaplan lesson 4.3 exemptions, and exclusions from registration of securities. I know the basic excluded securities but they are making it complicated
Thank you so much Dean, passed SIE, Series 6 and Series 63 -- a major credit to your videos on these subjects.
Kudos on all those testing victories.
Always very gratifying when my videos contribute to test taking victories like yours.
Thanks Dean for all you do. Supplemented my Kaplan materials with all your video lectures and practice exams. Passed SIE, Series 7 and Series 63 all on the first attempt in a 5 month span. Couldn't have done it without your help. Thanks again for helping out so many of us!
Kudos on completing your test taking/registration hat trick!
Always very gratifying when my videos contribute to test taking victories like yours.
Dean- just passed the 7 yesterday thanks to your videos ! I look forward to starting my 63 journey with you soon!
Kudos!
Thank you always for the content Dean, passed SIE and passed Series 7 earlier today 🙏🏾🙏🏾 appreciate it
Kudos on your first two testing victories! One more victory to complete your test taking/registration hat trick!
Hi Dean, I want to thank you very much for your work. I passed my Series 7, and you were my Kaplan SIE live class instructor which is how I found the channel. I'm looking forward to seeing these Series 63 videos, for now I wanted to let you know how much your work is appreciated.
Kudos on your Series 7 testing victory. One more testing victory to go. You got this!
Thank you good sir
De nada
Hey Dean, you helped me pass the SIE and 6. On my 63 now and I am wondering if you ever got the chance to explicate this??
Not yet.
I see videos that were recorded live here and there.. do you still go live? when and where if so??
Live every Tuesday 5 PM PT and for certain podcast episodes.
HI Dean - I am taking the Series 63 on Wednesday and have a question that I am getting conflicting answers on: If an Investment Adviser provides advice to investment companies, how much AUM do they have to have to be required to register with the SEC. I am seeing $75 Million in one place and somewhere else I see that they ALWAYS need to be federally registered. Please help...
Fedearally covered AUM is $100 million or more choose. $110 AUM federally covered.
Hi Dean! Currently working on my 63. Will you be explicating this, similar to what you did with SIE & Series 6
Yes. But the Mighty Ninety is the entire 63 in 90 minutes.
@@Series7Guru could you please share the link for 90 mins full video of 63 I can’t find it on your playlist
ua-cam.com/video/0MxV1TQX3JE/v-deo.html
Series 63 in 7 days, finished reading book. Should I just continue watching the rest of this playlist and doing practice questions to get by now?
Sounds good.
@@Series7Guru awesome! Thanks dean !
Hi! What is the video called where you explicate this document? Thank you!
I have not explicated it.
I looked into your tutoring. Is the tutoring the same as the classes? I saw the Tuesday Lives. Are those the classes your website is referring to? @@Series7Guru
Kaplan is giving me 209 questions to do on registration, issuers I’m guessing I shouldn’t spend a crazy amount of time on this? It’s been giving me a huge burn out in learning this material
I took the sie but Kaplan lesson 4.3 exemptions, and exclusions from registration of securities. I know the basic excluded securities but they are making it complicated
I never feel comfortable recommending a test taker not do all the practice questions or not to read the book.
Okay thank you
Did you post the explicate video for this?
Not yet but my lecture on the Uniform Securities Act lecture is most if not all of the 63. Make sure you watch it. it is spot on.
Thanks hard ass test
Not much room for error. Did you watch USA lecture?
@@Series7Guru yes i like when u nreak down late acron anf things those key points